SEC Defense
What Is Control Person Liability?
What Is Control Person Liability? Sec tion 20(a) of the Securities Exchange Act of 1934 establishes a federal financial fraud doctrine that imposes l...
February 5, 2026Expert Analysis & Commentary
Firm Updates & Analysis
Uncompromising analysis on federal defense strategies, DOJ tactics, and high-stakes litigation. Written by the partners who fight these battles every day.
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SEC Defense
What Is Insider Trading?
What Is Insider Trading? Defending Clients Under Investigation for Insider Trading Insider trading is a term that the federal government uses to desc...
February 5, 2026
SEC Defense
What Is Market Manipulation?
What Is Market Manipulation? Market manipulation is a federal crime that involves artificially influencing the price of a sec urity or interfering wi...
February 5, 2026
SEC Defense
What Is Neither Admit Nor Deny?
What Is Neither Admit Nor Deny? SEC Settlements and DoJ Settlements Often Contain “Neither Admit Nor Deny” Provisions that Can Have Significant Conse...
February 5, 2026
SEC Defense
What Is SEC Rule 102(e)?
What Is SEC Rule 102(e)? Companies listed on U.S. securities exchanges are subject to extensive oversight by the U.S. Securities and Exchange Commiss...
February 5, 2026
SEC Defense
What Is SEC Rule 10b-5?
What Is SEC Rule 10b-5? Rule 10b-5 is the SEC’s Primary Anti-Fraud Rule What is SEC Rule 10b-5? Rule 10b-5 is the U.S. Securities and Exchange Commis...
February 5, 2026
SEC Defense
What Is Securities Fraud?
What Is Sec urities Fraud? Securities Fraud Attorneys Defending Clients in Federal Cases Nationwide Federal securities laws prohibit a broad range of...
February 5, 2026
SEC Defense
What Is the Howey Test?
What Is the Howey Test? Howey Test: Definition, Elements, Examples, and Importance The financial landscape of the United States is protected by sever...
February 5, 2026
SEC Defense
What Is Tipper-Tippee Liability?
What Is Tipper-Tippee Liability? Insights from a Federal Sec urities Fraud Defense Lawyer Tipper-tippee liability is a legal theory prosecutors use t...
February 5, 2026
SEC Defense
What to Look for in an SEC Defense Lawyer
What to Look for in an SEC Defense Lawyer If you are under investigation by the U.S. Securities and Exchange Commission (SEC) or have received a subp...
February 5, 2026Need Immediate Counsel?
Reading about federal law won’t stop an indictment. If you are under investigation, you need an aggressive defense strategy immediately.